Logan Cochrane

Banting Fellow

Toxic Aid: A Tanzanian Study

Every few months the question is asked: Does aid work? Sebastian Edwards, professor and former World Banker, wrote "Toxic Aid: Economic Collapse and Recovery in Tanzania" (2014) to help wade through the an answer. In short, he concludes "aid affects economic performance in a highly complex way, and through multiple and changing channels. It also underlies the fact that this is a two way relationship: aid agencies influence policies, and the reality in the recipient country affects the actions of aid agencies. This relationship is too intricate and time-dependent that it is not amendable to being captured by simple cross-country regressions; in fact, even sophisticated specifications with multiple breakpoints and nonlinearities are unlikely to explain the inner workings of the aid-performance connection." (p. 261). Success or failure largely depends on the timeframe looked at – Edwards concludes that in the long-term "Tanzania doesn't look quite like a major successful story. It rather looks like a case of a remarkable recovery, but this is not the same as outright success" (p. 254).

Edwards argues that Tanzania is a useful case study because "foreign assistance has been at the center of the country's economic failures and successes" (p. 2). Some suggest that Tanzania is a classic example of "deadly" or "toxic" aid, others argue that it is an example of success. Edwards wades through the different conclusions using a broad, long-term perspective. While the international community, the actions of donors and the impact of aid played an important role, at times Edwards over projects the aid narrative such that national priorities, policies, politics and decision making rationale are secondary, and in some ways subservient to, the donor community. For example, the author states that the "first order of business for the Mkapa administration was, as noted, to put in place a budget process that would be accepted by the donor community" (p. 218). Not one that serves its people, via that acceptance. The Tanzania story shows that this is certainly not the only driving force for decision making – most notably that President Nyerere expelled the International Monetary Fund from the country (which he knew would have negative consequences).

The failures Edwards highlights from the 1970s includes the attempted collectivization of agriculture, a bloated and inefficient parastatal sector, corruption, grandiose industrial projects, and a general collapse of the economy – on the latter he suggests "it is possible to argue that this disintegration happened because aid agencies were heavily involved in supporting (and even helping design) Nyerere's ujamaa policies" (p. 3). Again, in the concluding chapter, he writes: "After analyzing in great depth Tanzania's history during its first two decades as an independent nation, it is clear to me that the official aid community had a major responsibility in one of the most colossal collapses of a poor country in the history of the modern world. When one adds and subtracts everything – the misguided policies, the blunders, the growing corruption, and the socially worthwhile projects – the balance is hugely negative. The inescapable conclusion of that exercise is that during 1961-81 aid was worse than ineffective; it was toxic" (p. 257). Interestingly, however, is that this "responsibility" does not translate into an issue of justice when speaking about aid to Tanzania today, but rather greater "ownership" is merely a better pathway to effectiveness (see long quote below).

For the 1961-81 period, Edwards grades the aid agencies performance as a failure, and not "a run-of-the-mill "F"; it would be a failing grade with a strong worded reprimand. I would use words such as "irresponsible," "arrogant," "misguided," gullible," "ineffective" (p. 259). For 1981-94, he give a passing grade of B- and after 1996 a B+ (p. 260). The ways forward, Edwards concludes with, include: (1) ending support for grandiose, costly projects with limited impact, (2) increasing engagement with civil society, (3) strengthening institutions, (4) reducing corruption, (5) relying more on RCTs to guide development choices, and (6) beginning thinking about "the end game" for reducing aid.

The book offers interesting perspectives, such as this (long quote) on "ownership":

  • "From a conceptual point of view, an intriguing question is why would donors give up their control over how funds are allocated? After all, according to theoretical models of international aid, donors provide assistance – and allocate is across alternative uses – in a way that maximizes their ow utility function. This requires that, at the aggregate level, aid is provided to the point where its marginal benefit (including non-pecuniary effects, altruistic goals, and possible externalities) equals its marginal cost. At the same time, the marginal benefit to marginal cost ratio should be equalized across alternative uses of the aid funds. Donors' utility functions are highly complex, and include the wellbeing of the population in the recipient country as well as the level of activities in specific areas supported by taxpayers and bureaucrats in the donor nations (i.e. literacy, women's health, protecting the environment, improving governance, and so on). These utility functions also include distributional weights, and political considerations both in the donor and recipient nations. A direct way to incorporate into the analysis the ownership issue is by assuming that the "productivity" of aid depends on the level of "effort" exerted by the local government and community. Effort, in turn, will depend on a number of factors, including how well the donors' intentions and goals are understood, the beliefs of the recipient community, and the degree of participation of the local population in the design and formulation of aid programs. Greater ownership may reduce the volume of resources devoted to some of the donors' favorite projects, but it is likely to increase effort, and, thus, the effectiveness of those resources. By eliciting an increase in effort, a higher degree of "ownership" may generate Pareto superior outcomes, where utility increase for both donors and recipients." (p. 186-187)

New Publication: Gulf Cooperation Council Countries and the Global Land Grab

Cochrane, L. and Amery, H. (2017) Gulf Cooperation Council Countries and the Global Land Grab. Arab World Geographer 20(1): 17-41.

Abstract: A rapid increase in large-scale land acquisitions associated with the food-commodity price spike in 2008 resulted in a flurry of journalistic, non-governmental organization, and academic publications. One of the primary narratives that emerged was that oil-rich Gulf states were driving a "land grab" from resource-poor countries. However, little was known about who was making deals and where. This article assesses the extent to which the member states of the Gulf Cooperation Council (GCC) are, in fact, primary players. We first compare the total number of deals and land areas involved, finding that individual GCC member states have been relatively minor players compared to the United States, the United Kingdom, China, Singapore, and Malaysia—each of whom, moreover, finalized more deals than all the GCC countries put together. We next compare the geographic distribution of acquisitions, comparing the trends for GCC member states with those of the major investing countries, and assess which countries have acquired land from the most financially constrained nations. We conclude with a critical discussion that reflects on the narrative of oil-rich Gulf states as a driving force behind the global land grab and the potential reasons for its prominence.

Full version available via author. Send me an email if you would like a copy.

Decolonizing the Mind

Linda Tuhiwai Smith wrote "Decolonizing methodologies" (1999). Ngugi wa Thiong'o wrote "Decolonizing the Mind" (1986). This is essential reading and the insights are numerous – from curricula design and literary critique to social transformation and liberation. In this post I focus on one of Ngugi's central and influential arguments about the power of language.

The author outlines how colonial and neo-colonial language policies and practices entrenched power and dominance, while simultaneously marginalizing and excluding the majority. Ngugi writes: "Berlin of 1884 was effected through the sword and the bullet. But the night of the sword and the bullet was followed by the morning of the chalk and the blackboard. The physical violence of the battlefield was followed by the psychological violence of the classroom. But where the former was visibly brutal, the latter was visibly gentle" (p. 9). The legacy was more long lasting, more transformational, because "language was the most important vehicle through which that power fascinated and the soul of the prisoner" (p. 9). Furthermore, language is "central to people's definition of themselves in relation to their natural and social environment, indeed in relation to the entire universe" (p. 4). At the end, Ngugi concludes that while the book is about the politics of language, it is in fact about "national, democratic and human liberation" (p. 108).

The 'gentle' manifestation of colonialism and imperialism Ngugi calls the 'cultural bomb', which acts to "annihilate a people's belief in their names, their languages, in their environment, in their heritage of struggle, in their unity, in their capacities and ultimately in themselves. It makes them see their past as a wasteland of non-achievement and it makes them want to distance themselves from that wasteland. It makes them want to identify with that which is furthest removed from themselves; for instance, with other peoples' languages rather than their own." (p. 3)

  • "African children who encountered literature in colonial schools and universities were thus experiencing the world as defined and reflected in the European experience of history. Their entire way of looking at the world, even the world of the immediate environment, was Eurocentric. Europe was the centre of the universe. The earth moved around the European intellectual scholarly axis. The images children encountered in literature were reinforced by their study of geography and history, and science and technology where Europe was, once again, the centre. This in turn fitted well with the cultural imperatives of British imperialism. In this book I have in fact tried to show how the economic control of the African people was effected through politics and culture." (p. 93)
  • "I believe that my writing in Gikuyu language, a Kenyan language, an African language, is part and parcel of the anti-imperialist struggles of Kenyan and African peoples. In schools and universities our Kenyan languages – that is the languages of the many nationalities which make up Kenya – were associated with negative qualities of backwardness, underdevelopment, humiliation and punishment. We who went through that school system were meant to graduate with a hatred of the people and the culture and the values of the languages of our daily humiliation and punishment. I do not want to see Kenyan children growing up in that imperialist-imposed tradition of contempt for the tools of communication developed by their communities and their history. I want them to transcend colonial alienation." (p. 28)

What makes Ngugi a influential person is not just his words, but also his actions – this included engaging in community theatre to move beyond the bounds of academia as well as working to re-centre African languages and African literature in curricula. For his actions, he was imprisoned, barred from employment in Kenyan universities, experienced an attempted assassination, and had to live in exile for more than twenty years. It is also his self-critical approach to the question of language:

  • "The question is this: we as African writers have always complained about the neo-colonial economic and political relationship to Euro-America. Right. But by our continuing to write in foreign languages, paying homage to them, are we not on the cultural level of continuing that neo-colonial slavish and cringing spirit? What is the difference between a politician who says Africa cannot do without imperialism and the writer who says Africa cannot do without European languages?" (p. 26).

For scholars and practitioners of international development, Ngugi presents a challenge well beyond educational policy and curriculum. His work should also challenge us to reflect upon the ways in which we replicate the enshrinement of foreign languages – languages not spoken by the people for who, or with whom, it is claimed that we work. As a bare minimum, we might ask, how many of our papers and reports are available in local languages? Ought not community members be given the opportunity to know what we have outlined in our proposals and reports, what we have found in the baseline and endline evaluations? Is neglecting to work in local languages disenfranchising the people we claim to be working to empower? In so doing, is it not the same paternalistic attitude of the self-determined 'experts' know best while community members are excluded? This does not even begin to grapple with the question of who ought to have the right to participate and who ought to decide what is done, where, for whom and why. Yet, even these bare minimum questions should be cause for serious reflection.

Banting Fellow, Carleton University (2017-2019)

​The 2017 Banting Fellows have been announced. Honoured to have been selected and looking forward to joining Carleton University.

From Banting: http://banting.fellowships-bourses.gc.ca/en/2016-2017-eng.html

Carleton University announcement available here

Will be continuing my research in East Africa, with a focus on enabling environments engaged citizens and responsive governance.

A History Not Told: American Slavery & Capitalism

What is the half of the story we've not been told about slavery? Baptist explains that "America's first generation of professional historians were justifying the exclusions of Jim Crow and disenfranchisement by telling a story about the nation's past of slavery and civil war that seemed to confirm, for many white Americans, that white supremacy was just and necessary. Above all, the historians of a reunified white nation insisted that slavery was a premodern institution that was not committed to profit-seeking" (p. xviii). Historians "of Woodrow Wilson's generation imprinted the stamp of academic research on the idea that slavery was separate from the great economic and social transformations" (p. xix). The half not told, is how integral slavery was the rise of American power, and how it was driven by capitalism. However, the "idea that the commodification and suffering and forced labor of African Americans is what made the United States powerful and rich is not an idea that people necessarily are happy to hear. Yet it is the truth." (p. xxiii-xxiv). The "the expansion of slavery in both geography and intensity was what made American capitalism" (p. 421).

This is the argument made by Edward E. Baptist in "The Half has Never Been Told: Slavery and the Making of American Capitalism" (2014). The book is just well researched and extremely well written. The author uses narrative to bring to life statistics and uses the art of storytelling to convey this history in meaningful and powerful ways. A book this well researched, and this length (522 pages), is impossible to justly summarize in a short post. I am hopeful this peak into the book will inspire readers to pick it up. A highly recommended read.

Baptist draws on a wealth of historical records in telling the story of how slavery and financial capitalism became the "driving force in an emerging national economic system that benefited elites and other up and down the Atlantic coast as well as throughout the backcountry" (p. 33). It is a story about how an economic system push for the expansion of slavery, and how a much broader population benefited from that – be they financiers far distanced from plantations or those engaged in the international trade of cotton. It is a story that challenges us to think about how injustice is not just by the one with the whip, but those who enable that system, benefit from it, and support its continuation. It also connects acts of oppression to the driving force of capitalist expansion – as indigenous peoples' lands were confiscated by the government, , including those for which they held title, "in order to launch expanded cotton-and-slavery-induced booms" (p. 227). Investors and bankers played an enabling role from afar; "People who have money want to lend it if they can make still more money doing so, especially if they can feel certain about repayment. Lending to the South's cotton economy was an investment not just in the world's most widely traded commodity, but also in a set of producers who had shown a consistent ability to increase their productivity and revenue" (p. 245). He writes:

  • "For seventy years, southern and northern economic and political elites – and many average white citizens – had cooperated to extract profit and power from the forced movement and exploitation of enslaved people's bodies and minds. Always, the proslavery forces had made the rest of the United States choose between profitable expansion of the slave country or economic slowdown. Between slavery and disunion. Between supporting a party turned into a colonized host for viral proslavery dogma, or defeat in national elections. Between bills for expanding slavery into Kansas, or passing up the opportunity to build a transcontinental railroad" (p. 385).

As a story about slavery, this book is also about the brutalities – how torture was used as a factor of production. "For many southwestern whites, shipping was a gateway form of violence that led to bizarrely creative levels of sadism. In the sources that document the expansion of cotton production, you can find at one point or another almost every product sold in New Orleans stores converted into an instrument of torture: carpenters' tools, chains, cotton presses, hackles, handsaws, hoe handles, irons for branding livestock, nails, pokers, smoothing irons, singletrees, steelyards, tongs. Every modern method of torture was used at one time or another: sexual humiliation, mutilation, electric shocks, solitary confinement in 'stress positions,' burning, even waterboarding. And descriptions of runaways posted by enslavers were festooned with descriptions of scars, burns, mutilations, brands, and wounds." (p. 141). Even in moments of hope, such as the emergence of anti-slavery actions, the reality was less than hopeful. Baptist shows that freeing slaves and advocating for the abolishment of slavery was not "because of a belief in black equality" but to strengthen the political might of northern elites in response to the political bullying of southern politicians.

Decolonizing Methodologies

What are the ways in which research approaches and methodologies replicate colonial attitudes and processes? In "Decolonizing Methodologies: Research and Indigenous Peoples" (1999), Linda Tuhiwai Smith makes these ways clear, while also presenting new pathways for research – not simply a decolonization of research, but a reformation of research that is embedded within a broader struggle about reclaiming control over knowledge and ways of knowing. Despite being written nearly two decades ago, the book remains highly relevant, particularly for graduate students and researchers.

The book starts out powerfully: "the term 'research' is inextricably linked to European imperialism and colonialism. The word itself, 'research', is probably one of the dirtiest words in the indigenous world's vocabulary. When mentioned in many indigenous contexts, it stirs up silence, it conjures up bad memories, it raises a smile that is knowing and distrustful. It is so powerful that indigenous people even write poetry about research. The ways in which scientific research is implicated in the worst excesses of colonialism remains a powerful remembered history for many of the world's colonized peoples." (p. 1). The first half of the book continues to advance a critique of research. The second half presents research projects that were emerging at the time of writing, and a list of twenty five 'projects' indigenous people are engaged in. Due to the more context specific nature of the second half, this post focuses on the critical examination of research.

The problem with research is not historical, or the past experience of poor practice. Smith explains that research "within the late-modern and late-colonial conditions continues relentlessly and brings with it a new wave of exploration, discovery, exploitation and appropriation. Researchers enter communities armed with goodwill in their front pockets and patents in their back pockets, they bring medicine into villages and extract blood for genetic analysis. No matter how appalling their behaviors, how insensitive and offensive their personal actions may be, their acts and intentions are always justified as being for the 'good of mankind'. Research of this nature on indigenous peoples is still justified by the ends rather than the means, particularly if the indigenous people concerned can still be positioned as ignorant and undeveloped (savages)" (p. 24-25). Furthermore, even when exploitation is not explicit, there is also "a cultural orientation, a set of values, a different conceptualization of such things as time, space and subjectivity, different and competing theories of knowledge, highly specialized forms of language, and structures of power" (p. 42), which act to reinforce the dominance of one way of knowing over another.

Not only are the means problematic, but also the assumptions about what knowledge and evidence lead to. "For many people who are presently engaged in research on indigenous land claims the answer would appear to be self-evident. We assume that when 'the truth comes out' it will prove that what happened was wrong or illegal and that therefore the system (tribunals, the courts, the government) will set things right. We believe that history is also about justice, that understanding history will enlighten our decisions about the future. Wrong. History is also about power. In fact history is mostly about power. It is the story of the powerful and how they became powerful, and then how they use their power to keep them in positions in which they can continue to dominate others. It is because of this relationship with power that we have been excluded, marginalized and 'Othered' (p. 34).

The Politics of Military and Humanitarian Interventions

In recent decades there has been a trend toward aligning or integrating military and humanitarian action. It has taken the form of militaries wanting to win hearts and minds, on one side, and humanitarian actors calling for military action on the other. "Contemporary States of Emergency: The Politics of Military and Humanitarian Interventions" (2010), edited by D. Fassin and M. Pandolfi, explores these shifts and their implications. The edited volume presents a range of different topics, three stand out for me.

In the Introduction, Fassin and Pandolfi problematize the scene well: "humanitarian intervention is still a law of the strongest – this is what makes it possible, for there is no question of intervening in Chechnya, Tibet, or even North Korea to protect populations at risk. This relation of forces – and the realpolitik that, highly paradoxically, underlies military and humanitarian government – explains not only why local impulses toward resistance are discouraged, but also why the human cost of intervention is much lower for the intervening forces, even at the cost of placing the populations on whose behalf the intervention is supposedly undertaken in considerable danger: zero deaths among the NATO forces, compared with the five hundred civilians killed by the bombardment in Kosovo in 1999, and, by 2008, more than forty-five hundred deaths among the coalition troops compared with over a million mainly civilian deaths in Iraq since the invasion in 2003." (13-14). For readers interested in an introduction to the topic, this is a worthwhile read.

In my reading, Alex de Waal's "An Emancipatory Imperium?: Power and Principle in the Humanitarian International" is the strongest chapter. The chapter explores two interventions – Somalia and Sudan (Darfur specifically) – and the evolution of humanitarian-military interventions. "For many of the humanitarian advocates of the intervention [Somalia], success was axiomatic – they simply assumed that the U.S. Marine Corps, with its vastly superior weaponry and training, would impose its will on Somalia and save hundreds of thousands of lives of people at risk of starvation. Humanitarian advocacy is all about deriving an "ought" from an "is" – the very label "emergency" is both a descriptor and a prescription for (urgent) action. By the same token whereby human suffering demands an international response, such a response must work. The question of efficacy simply did not arise." (p. 297). The entire chapter is excellent, and recommended for all interested in humanitarian and international action.

Pupavac's "Between Compassion and Conservatism: A Genealogy of Humanitarian Sensibilities" presents a historical contextualization of how justifications are made for humanitarian action. The chapter focuses less on military action per se, but the shifting values that have enabled the intersection. Even if unrelated directly to military action, some points to stir debate include reflections on the development of values within the humanitarian and development sector. For example, "current British aid organizations also evolved in reaction against industrial society. Their philosophy has historically accorded more with Bonham-Carter's aversion to modern industrialization than with Hoggart's affirmation of its benefits for ordinary people. They have been inclined to idealize authentic traditional peasant communities as counterposed to an inauthentic, corrupting industrial society. Anti-industrial sentiments have followed anthropological thinking, which also informed colonial administration" (p. 135). A second example: "Those most likely to be concerned about ethical consumption are among the wealthier social groups with higher rates of consumption. Shopping as social action fits, rather than necessarily opposes, a consumer outlook in which it is difficult to conceive of action beyond consumption. Moreover, ethical consumption may represent a form of conspicuous ethical consumption. Affluent consumers may demonstrate their superior discernment, compared with that of the masses, by means of their organic tastes, expensive foreign travel to novel destinations, and specially sources authentic fair-trade and ecological goods." (p. 143).

New Publication: South Africa & the Group Areas Act

Cochrane, L. and Chellan, W. (2017) "The Group Areas Act affects us all": Apartheid and Socio-Religious Change in the Cape Town Muslims Community, South Africa. Oral History Forum.

Abstract: Oral history interviews with elders of the Cape Town Muslim community were conducted in order to record and explore the socio-religious changes that occurred over the last century. Our research explored experiences related to culture, society, language, religion, education, traditions, family life, dress, food and values. The primary event that was consistently identified by elders as a focal cause of change was the Group Areas Act (1950), which was a policy of the South African Apartheid government that resulted in the forced relocation of many members of the Muslim community in and around Cape Town, South Africa. This paper explores how individuals experienced the Group Areas Act at the time of its implementation and how elders understand this Act as contributing to long-lasting socio-religious change. Rather than draw conclusions, point to causes of change and outline specific outcomes of the Act, we end this article with diverse, inconclusive and debated experiences: a reflection of the oral histories of the Cape Town Muslim community. 

The Price of Inequality

Joseph Stiglitz is one of the most respected economists of our times and a person who has also held positions of significant influence, including chief economist of the World Bank and chairman of the Council of Economic Advisors for the US President (Clinton). In 2012 he authored "The Price of Inequality: How Today's Divided Society Endangers Our Future," which preceded other important works on the topic, such as the English version of Piketty's Capital (2014) and Milanovic's "Global Inequality" (2016) and Reich's related book "Saving Capitalism" (2015). Stiglitz was not the first to raise the issue of inequality, but he did raise the level of importance and changed the nature of the debate.

This book is about American inequality. The problem, as many others have stated, is not the market but the rules (not) regulating the market and policies that ensure the benefit is not only distributed but invested to enable future growth: "the inequality is cause and consequence of the failure of the political system, and its contributes to the instability of our economic system, which in turn contributes to increased inequality – a vicious downward spiral into which we have descended, and from which we can only emerge through concerted policies" (p. xi). The contribution made by Stiglitz in this book is to challenge the myths about inequality, and in particular to argue how inequality is bad for everyone: "we are paying a high price for our inequality – an economic system that is less stable and less efficient, with less growth, and a democracy that has been put into peril. But even more is at stake: as our economic system is seen to fail for most citizens, and as our political system seems to be captured by moneyed interests, confidence in our democracy and in our market economic will erode along with our global influence" (p. xi).

The book is replete with examples about how the powerful use their power to create and change the "rules of the game" in their favour (see p. 201, for example). The answers, or way forward proposed by Stiglitz, compose many recommendations, beyond summary here. They include making the tax system fairer, raising taxes on the top, reducing military spending, removing subsidies for major corporations, eliminating loopholes, ensuring resources are paid for appropriately, and introducing and enforcing regulations (particularly on the financial sector). He also calls for greater investment in education, technology, infrastructure, and social security. Doing so "would simultaneously increase economic efficiency, fairness, and opportunity" (p. 268). More fundamentality, Stiglitz argues the very core of America and American values are at stake "America is no longer the land of opportunity" (p. 265).

Stiglitz frames inequality as the issue of our times. Although, inequality is not simply about inequality. The debates "rest on broader ideas about human rights, human nature, and the meaning of democracy and equality" (p. 155). It is often these deeper, sometimes value-based, positions that result in policies that create inequality. "There is a real battlefield of ideas. But it does not, for the most part, involve a battle of ideas as academics would understand it, where evidence and theory on both sides are carefully weighed. It is a battlefield or "persuasions," of "framing," of attempts not necessarily to get to the truth of the matter but to understand better how ordinary citizens' perceptions are formed and to influence those perceptions" (p. 162-163).

He concludes: "Maintaining the kind of society and the kind of government that serve all people – consistent with the principles of justice, fair play, and opportunity – doesn't happen by itself. Somebody has to look after it. Otherwise our government and our institutions get captured by special interests. At the very least, we need countervailing powers" (p. 281). A call to action.

From Dictatorship to Democracy

One of the world's leading thinkers and activists for advancing democratic governance through non-violent action is Gene Sharp. He founded the Albert Einstein Institute and is a multiple-time nominee for the Nobel Peace Prize, as well as recipient of many other notable awards. He has authored many books, but one of his most influential and most widely translated books, as well as one of the most widely referred to books by non-violent activists, is "From Dictatorship to Democracy: A Conceptual Framework for Liberation" (1993, original). Famously, the book includes a list of 198 methods of non-violent action.

Sharp writes in the preface to the book that "the focus of this essay [it was originally written as a series for activists] is on the generic problem of how to destroy a dictatorship and to prevent the rise of a new one" (p. xix). At the outset, the author makes clear that in most instances of dictatorship, violent action will not work: "Whatever the merits of the violent option, however, one point is clear. By placing confidence in violent means, one has chosen the very type of struggle with which the oppressors nearly always have superiority" (p. 6). The alternative advocated by Sharp is non-violent action.

How? Quite succinctly, the author summarizes (p. 12): "When one wants to bring down a dictatorship most effectively and with the least cost then one has four immediate tasks:

  • One must strengthen the oppressed population themselves in their determination, self-confidence, and resistance skills;
  • One must strengthen the independent social groups and institutions of the oppressed people;
  • One must create a powerful internal resistance force;
  • One must develop a wise grand strategic plan for liberation and implement it skillfully."

Navigating the actions and reactions of a dictatorial government and its supporters requires close monitoring and analysis. Sharp does not delve into the academics of the matter, and summarizes the key factors relating to success as: "(1) the relative desire of the populace to impose limits on the government's power; (2) the relative strength of the subjects' independent organizations and institutions to withdraw collectively the sources of power; and (3) the population's relative ability to withhold their consent and assistance" (p. 33).

The book is not all positivity and encouragement. There are strong warnings about the costs as well as the responsibilities involved. For example, even "when the oppressive system was brought down, lack of planning on how to handle the transition to a democratic system has contributed to the emergence of a new dictatorship" (p. 61). In other words, all the action and all the costs can re-create the system that was fought against if long term, strategic planning is not a part of the struggle. Furthermore, Sharp emphasizes not just the planning of power, but the re-distribution of it: "The effect of nonviolent struggle is not only to weaken and remove dictators but also to empower the oppressed. This technique enables people who formerly felt themselves to be only pawns or victims to wield power directly in order to gain by their own efforts greater freedom and justice… One important long-term beneficial consequence of the use of nonviolent struggle for establishing democratic government is that the society will be more capable of dealing with continuing and future problems… The population experienced in the use of political defiance is less likely to be vulnerable to future dictatorships." (p. 121-122).

Logan Cochrane


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