Jul
04

Civil Society: Challenging Western Models

Edited volumes seems to have a shorter shelf life than books, similar to academic articles. I recently picked up the somewhat dated (1996) edited volume of "Civil Society: Challenging Western Models", edited by Chris Hann and Elizabeth Dunn, to see what it might offer. It was written at a time when literature on civil society was just emerging, and in that regard it might be easy to criticize. However, my biggest disappointment with the book is that its aim of challenging western models was quite narrow. They write: "There is something inherently unsatisfactory about the international propagation of by western scholars of an ideal of social organization that seems to bear little relation to the current realities of their own countries" (p. 1). Yet, the contributing authors are all based in Europe or North America; the voices of the Global South were rather mute. There are chapters on Russia, Turkey, Jordan and Syria, Indonesia, Japan and China - so there is some global coverage - but challenging western models somewhat implies one ought to include non-western voices.

This edited volume has a gem of a chapter than I highly recommend students of development studies read: Chapter 6, written by Steven Sampson, called "The Social Life of Projects: Importing Civil Society to Albania" (p 121-142). Quotes from that chapter include:

"Behind the apparent rationality of projects and the discourse of 'institutional development' and 'capacity building', there also lies a considerable amount of magic or mystical thinking. Concepts such as 'human rights' or 'civil society' originate in a superlocal space (European Union (EU) in Brussels, European Parliament in Strasbourg, World Bank in Washington, the UNDP in New York, ILO in Geneva, etc.). These concepts then become programmes and projects, and the whole apparatus of fund-raising, the often unfathomable application forms, and even the currency used all have their own mystique." (p. 124)

"Many skills are also unequally distributed, and so too is access to information and symbolic resources: information about money, and information about dominant concepts. It is here that the magic of transition appears. The ability to master the symbolic resources of transition, to gain access to knowledge and to manipulate it, determine whether an enterprising young individual in Eastern Europe becomes a party politician, an NGO leader, an employee of a western agency or firm, a local entrepreneur, or a mafioso." (p. 124)

Failures are then explained in terms of 'legacies' from the past, 'socialist mentality' or 'resistance' by those being affected. In fact, many 'systems-export' schemes fail because systems or units are exported without their western context... The well-functioning NGOs and interest organisations of Danish civil society exist in an environment of effective public administration, an open press, and a political system which knows how to react to public pressure. In addition, Danish NGOs are in close contact with their funding sources; many are subsidised by state funds. Danish NGOs are thus well embedded in society, and they do what they do well. In Eastern Europe, where states are weak and finance nearly non-existent, where social problems are acute and confidence in social organisations is low, where kin, network and ethnic groups resolve problems which associations resolve in the west, the entire context of civil society differs. In this situation, the export of Scandinavian interest organisations is bound to be problematic. It is a case of what the Romanians call 'form without foundation'. (p. 125-126)

And from Susanne Spulbeck: "As Hannah Arendt points out, under conditions of totalitarian rule, friendship and any other type of social relationship arouse suspicion. The basis for an ideologically legitimised totalitarian order and its 'loyalty' (the recognition of its validity by all) can only be provided by completely isolated individuals, whose ties to family and friends have failed to secure them a place in the world. It is this isolation which prevents participation in the public sphere. From the perspective of isolation, which makes the public sphere appear to be a threat and declares the quiescence to be local history, the development of a collective civil consciousness is not only difficult but dangerous." (p. 75)

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Dec
19

Civil Society and the Aid Industry

Civil society is said to provide "the agents of change that will cure a range of social and economic ills left by failures of government and the marketplace: autocracy, poverty, disenfranchisement, oppression, social malaise. Cornucopian expectations for social change have been heaped on this idea and, indeed, for some Northern donors in particular (both official and non-governmental), the 'discovery' of civil society has promised a solution to the enduring problems of development and democratic change" (p. 1). With the rise of 'civil society' in research and practice in the 1990s, there was a great need to critically engage the questions being raised. An important book that arose to do just that was "Civil Society and the Aid Industry" (1998), edited by Alison Van Rooy. The book "chronicles one part of the story and highlights some of the promises and dangers that the language of civil society brings with it" (p.1).

The origin of 'civil society' thinking is deep: "there are two phases in the family history of civil society theory. The first, dating from the Romans, grappled with why and how humankind should be governed and under what conditions. From the Scottish Enlightenment in the eighteenth century, however, we see a line drawn starkly between the governed and the governors: all of a sudden, there is a State that needs to be defended against, and a civil society that harbours the citizenry and trains them to keep the State at bay" (p. 7). Due to 'civil society' being commonly used but rarely defined explicitly, there is "mix-and-matching from the centuries old debate on civil society" with the authors identifying six key perspectives utilized: civil society "as values and norms, as a collective noun, as a space for action, as a historical moment, as an anti-hegemonic movement, and as an antidote to the State" (p. 11-12).

While there are challenges, the contributors view civil society positively: "civil society is a good thing: many of the groups that interest us form to compensate for the failures of the State, the market or other parts of society to fulfill their aspirations. The idea assumes that a third sector is necessary to guarantee a just society" (p. 30). But, this is not a simplistic promotion of civil society. For example, they argue that "much of the literature frequently overlooks the ways in which the larger conflicts in political society are reproduced in civil society. The orthodox belief that civil society is an arena for negotiating interests, itself a touchstone of democratic deepening, masks the point that civil society can and often does feed into and aggravate existing social and political cleavages" (p. 136). As Ndegwa (1996) wrote about the 'two faces' of NGOs, the authors also outline the multiple faces of civil society: "Civil society has to be seen as an ad hoc melting pot and battleground of diverse interests and actors. This public arena is never homogenous; constituting itself as a permanent regrouping and renegotiating process. Its complex fabric and interwoven interdependencies are built on the voluntary will of individuals taking part in social and political affairs" (p. 76).

Fortunately, the authors provide not only assessment and criticism, but also suggestions for the way forward. This includes "broadening as well as deepening knowledge of African civil society; in particular understanding what might sap or energize it" (p. 166). It also means exploring indirect engagements by donors to "resume its role as an encouragement to existing movements for change, not the strong arm that sets them rolling" (p. 207). Along these lines, the book concludes that "if any project of social and political change is to be enduring it must come from the voices of local people" (p. 217). Other recommendations include understanding enabling environments, including the right to associate, the rule of law, a free press and other basic rights (p. 215). Importantly, it is being more explicit, open, reflexive and cognizant of the political nature of engaging with civil society: "The question is not whether politics can be avoided, but whether one's particular choice of political stance and partnerships can be justified and, if so, to whom" (p. 211). 

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Sep
25

Citizen Action and National Policy Reform

"Citizen Action and National Policy Reform: Making Change Happen" (2010), edited by Gaventa and McGee, presents a series of case studies of citizen movements and advocacy for national policy change. The book fits well within the "How Change Happens" space. Cases are presented from: South Africa, Philippines, Mexico, Chile, India, Brazil, Morocco and Turkey. The cases represent "emerging or existing democracies characterized by functioning states and at least some democratic space" (p. 4), even if that was not the intended objective of the volume. However, these effective cases suggested to the editors that it was "precisely because these are the kinds of settings where we can most expect collective citizen action on national policy to emerge" (p. 4).

Give the difficulty of summarizing the diversity of the cases, this review will share the key lessons learned about citizen action for policy change, as outlined by the editors in a series of propositions:

  • Proposition 1: Political opportunities are opened and closed through historic, dynamic and iterative processes. While political opportunities create possibilities for collective action for policy change, these openings themselves may have been created by prior mobilization.
  • Proposition 2: Civil society engagement in policy processes is not enough by itself to make change happen. Competition for formal political power is also central, creating new impetus for reform and bringing key allies into positions of influence, often in synergy with collective action from below.
  • Proposition 3: While international allies, covenants and norms of state behaviour can strengthen domestic openings for reform, they can also be the subject of fierce domestic opposition. Successful reform campaigns depend on careful navigation to link international pressures with differing and constantly changing local and national contexts.
  • Proposition 4: Successful policy change occurs not through professional advocacy alone, but involves complex and highly developed mobilizing structures which link national reformers to local and faith-based groups, the media and repositories of expertise. Such structures are built over time, deeply grounded in the societies where they are found, and linked to the biographies of those who lead them.
  • Proposition 5: Alliances between social actors and champions of change inside the state are critical to make policy change happen. Social mobilization structures provide opportunities for state-based reformers to generate change from within, just as political opportunity structures provide spaces for social actors to do so from without.
  • Proposition 6: Policy change on contentious issues requires contentious forms of mobilization. Contentiousness is a dynamic and contingent concept. Successful collective action must also be dynamic, with the ability to frame issues carefully, adjust to changing circumstances and audiences, and draw upon a wide repertoire of strategies.
  • Proposition 7: 'Success' can be understood in many different ways, especially among the different actors in a broad-based campaign or social movement. In general, robust and sustainable changes require campaigns which link the national to the local and which pay attention to the processes of empowering citizens and deepening democratic governance as well as to effecting policy change itself.

This book is a great resource. One note of caution, although the book was published in 2010, it appears most of the case studies were written around 2004-2006, and largely reflective of activities from the late 1990s and early 2000s.

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Jul
10

Civil Society & Development

"Civil society has established itself at the beginning of the twenty-first century as a significant, even paradigmatic concept in the field of development policy and practice" wrote Jude Howell and Jenny Pearce in their 2001 book "Civil Society and Development: A Critical Exploration" (p. 1). Yet, how do donors conceptualize, fund and engage with civil society? What assumptions do donors have about civil society, and its relationship to development, democracy and the market? These are some of the questions the authors set out to address. This book is well written and researched. It remains relevant to readers interested in civil society and development.

  • A focus on civil society by donor agencies emerged from a specific context wherein there was "growing disillusion with the state as both agent of economic development and locus of justice. These political assaults on the state took place within the ideological context of the rise of neoliberalism, which celebrated the allocative efficiencies of the market and derided the state as an agency for economic growth and management" (p. 89-90).

Foundations:

  • "De Tocqueville emphasized how a participatory citizenry active in a multiplicity of associations could ensure defense of the citizen against despotic government but also foster active engagement rather than disengagement with politics. It nurtures, for instance, the habit and capacity for self-rule. It encourages different interests to argue with each other without any attempt to reach a collective will… De Tocqueville assumed the self-interest and weakness of the isolated individual. This led him to search for forms of cooperation as a way of overcoming weakness. In the process, the individual learned the skills and developed the democratic culture…" (p. 44).

Civil society and democracy:

  • "In emphasizing the role of civil society as a democratic force against oppressive states, donor discourse has added to the dominant anti-statist theme in civil society debates, which is its most partial renderings has reduced civil society to antistate. This has ensured that a serious debate on the problems and prospects of the developmental state has not happened, and the neoliberal critique of that state remains the uncontested paradigm. Moreover this antistate focus has detracted attention away from the despotic tendencies of corporate capital and its potentially damaging effects on civil society. Donor encourage the illusion that civil society is harmonious and that is can only ever act as a force in favor of the liberal – primarily U.S. – model of capitalist development and democracy." (p. 11).

On social capital:

  • "The concept of social capital fails intellectually to provide a convincing missing link in development or to measure precisely what civil society contributes to development. Like the associations of civil society, trust and reciprocity can contribute negatively or positively to a variety of outcomes" (p. 30).

Challenges:

  • "For most donors civil society is a means to an end – be than democratization, economic growth, or sustainable development – rather than an end in itself. It is thus reduced to a technical exercise of coordination, cooperation, and joint effort, depoliticized and neutralized" resulting in "blueprint status" (p. 117).
  • "Not only is there a tendency to assume that civil society within nation-states is homogenous in moral purpose and values, but also that there is one civil society in the world" (p. 118).
  • "In contexts of aid dependence, the manufacturing of, and the long-term sustainability of, civil society become significant issues. External dependence on donors can easily lead to a distortion of local agendas as local NGOs competing for funding shape their planned programs and activities around the priority of donors. In countries where civil society and democratic institutions are fragile, the arrival of donors with preconceived notions about what civil society should do can end up weakening the capacity of local organizations to develop their own visions of civil society, their own understandings of how to achieve social and political change, and their own solutions to problems that are central to their lives" (p. 120).
  • "With their emphasis on urban, formal associations, their selection of a limited number of NGOs for funding, and their effective control over agendas, donor agencies have played a significant role in the shaping of civil society in the post-Cold War era" (p. 185). Further: "Through capacity building, financial auditing requirements, reporting procedures, and proposal preparation, donors play a powerful role in shaping not just the developmental agenda but also the direction and raison d'etre of civil society. By setting up local branches, Northern NGOs reproduce organizations in their own image, creating virtual clones, whose priorities, interests, and structures are externally shaped. As donors command the resources, they also consciously or unwittingly shape the priorities, promote certain values, and cultivate particular institutional forms such as projects and microcredit groups. The processes are in turn invigorated as local NGOs and groups formulate proposals around the perceived interests of donor agencies, adding a gender dimension here, inserting environmental issues there, and adopting donor discourses of empowerment, participation, sustainability, and income generation to lend credence to their proposals. As donors suggest revisions, they further stamp their priorities, values, and visions of development on the proposals, underlining the normative effects of their power" (p. 187-188).
  • "…a failure to fully grasp the salience of ethnicity in associational life can also lead to an unrealistic assessment of the cohesiveness of civil society and the potential constraining power of ethnic identities" (p. 202-203).
  • "When donors seek out partners to work through or to support, they are implicitly making political judgments about the location of these groups in processes of social and political change, their agendas, and their relations to other groups and actors in society" (p. 231).
  • "Donor civil society strengthening programs, and indicators of achievement, run the risk of inhibiting and ultimately destroying the most important of purposes of civil society, namely the freedom to imagine that the world could be different" (p. 237).

Solutions? (there are more challenges than solutions)

  • There is a need to "think in terms of multiple civil societies existing across time and space, with diverse purposes, varying degrees of autonomy, and different political implications. In strengthening civil societies donors have first to be clear about their own expectations to avoid disappointment and also recognize the limitations of any attempt to give civil society a purpose for which it is not structurally or politically equipped" (p. 145).
  • In terms of actions, donors "could help defend such spaces [public, political, civil] and foster the conditions for an inclusive associational life, for example by funding education, the rule of law, and economic opportunities" (p. 60).
  • "We emphasize the political importance of protecting and fostering an understanding of civil society as an intellectual and associational space in which to reflect openly and critically and to experiment with alternative ways of organizing social, economic, and political life" (p. 237).
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